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Welcome to the "Securities Transfer Discussion Forums."
This forum was created to act as a "conduit" for small transfer agents to discuss issues, exchange ideas, and disseminate information related to the securities transfer industry. If this is your first visit to SecuritiesTransfer.com, please begin by reading the FAQ. All the discussion forum's on SecuritiesTransfer.com are private You must register to participate. After registering, users can log into the site and participate in the forums by posting questions or providing useful information for other users. |
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DTCC
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FAST
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This forum is for the discussion of DTCC's FAST System
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Private | 2 | 2 |
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This forum is for the discussion of DTCC's DWAC System
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Private | 1 | 1 |
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This forum is for the discussion of DTCC's DRS System
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Private | 1 | 1 |
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General Topics
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Internal Procedures Audit
(1 Viewing)
This forum is for the discussion of internal procedures audit required of non-exempt transfer agents by Rule 17Ad-13 (a) (3) of the Securities Exchange Act of 1934.
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Never | 0 | 0 |
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This forum is for the discussion of Insurance and Bonding issues.
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Never | 0 | 0 |
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This forum is for the discussion of issues relating to Rule 144 as amended.
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Private | 1 | 1 |
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This forum is for the discussion of SAS70
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Never | 0 | 0 |
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SecuritiesTransfer.com Site
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Have some feedback on the design of the site? Want to suggest a new topic? Post it here...
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| What's Going On? | |
Currently Active Users: 5 (0 members and 5 guests)
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Most users ever online was 19, 05-01-2010 at 12:43 PM.
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SecuritiesTransfer.com Statistics
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Threads: 6,
Posts: 6,
Members: 10,
Active Members: 0
Welcome to our newest member, wassalpiviare
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